As a Trade Surveillance administrator, you can generate compliance reports that quantify cluster statistics for your entire company and for individual traders. Reports can be generated from the “Reports” tab on the Trade Surveillance dashboard. Existing compliance reports can also be viewed on this tab.
The following types of reports can be generated in TT Trade Surveillance:
- Summary Statistics — Summary statistics of clusters over a given time period.
- Processing Statistics — Daily processing statistics.
- Risk Trend — Trends report for the summary statistics.
- Cluster List Export — All or a subset of the clusters.
- Records Summary Stats — Records summary stats over a given time period by accounts and traders.
- Case List Export — Case list export for any given time period.
- Audit Trail Downloads — Comprehensive record of all events sent to TT and verify which data is used in Trade Surveillance processing.
- Scheduled Reports — Automatically generated reports in CSV format that run on a user-defined schedule
After generating a report, you can select which statistics to display and download each set of data from the report as needed.
Note: You must have administrator permissions in Setup in order to generate reports. As a TT Trade Surveillance administrator, you can generate reports for your company and view data for all accounts that your users have access to, including accounts shared with your company. As a TT Trade Surveillance account administrator, you can generate reports only for the accounts assigned to you.